SEC Form 4 · accession 0001562180-18-004423
Foundation Building Materials, Inc. · FBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonnie Ray Sears
Officer — SVP Mechanical Insulation
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | M | 4,363 | $0.00 | A | 14,851 | D | |
| Common Stock | Nov 1, 2018 | F | 1,024 | $10.92 | D | 13,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Nov 1, 2018 | M | 4,363 | D | — | — | Common Stock | 4,363 | 0 | D |
Explanation of responses
- F1The common stock was acquired pursuant to the vesting terms of the restricted stock units granted on March 19, 2018.