SEC Form 4 · accession 0001562180-18-000752
Foundation Building Materials, Inc. · FBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Underhill
Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | M | 1,390 | $0.00 | A | 1,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 9, 2018 | M | 1,390 | D | — | — | Common Stock | 1,390 | 0 | D |
Explanation of responses
- F1The common stock was acquired pursuant to the vesting of restricted stock units (RSUs) granted on February 9, 2017, which vested in full on the one year anniversary of the grant date. Each RSU represented a contingent right to receive one share of FBM common stock or the cash equivalent on the vesting date.