SEC Form 4 · accession 0000899243-17-004522
Foundation Building Materials, Inc. · FBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruben Mendoza
Officer — President and CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2017 | P | 12,500 | $14.00 | A | 12,500 | I | See Footnote |
| Common StockF1,F3 | Feb 15, 2017 | P | 21,430 | $14.00 | A | 21,430 | I | See Footnote |
| Common StockF1,F4 | Feb 15, 2017 | P | 31,400 | $14.00 | A | 31,400 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in the company's initial public offering pursuant to a directed share program.
- F2Held by the Ruben and Heidi Mendoza Irrevocable Trust dated Jan. 1, 2007. Mr. Mendoza disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F3Held by Milosophia LLC. Mr. Mendoza disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F4Held by The Mendoza Family Trust dated June 3, 2003.