SEC Form 4 · accession 0000899243-17-003847
Foundation Building Materials, Inc. · FBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Kirby Thompson
Officer — SVP Sales & Marketing
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $14.00 | Feb 9, 2017 | A | 15,100 | A | — | Feb 9, 2027 | Common Stock | 15,100 | 15,100 | D |
| Restricted Stock UnitF2,F3 | — | Feb 9, 2017 | A | 6,040 | A | — | — | Common Stock | 6,040 | 6,040 | D |
Explanation of responses
- F1The stock options vest in four equal annual installments on the first, second, third and fourth anniversary of the grant date.
- F2Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting.
- F3The RSUs vest in four equal annual installments on the first, second, third and fourth anniversary of the grant date.