SEC Form 4 · accession 0001398327-26-000007
ESTABLISHMENT LABS HOLDINGS INC. · ESTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Sheridan Lewin
Director
Period of report
Apr 24, 2026
Accepted (ET)
Jul 10, 2026 · 4:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001688757
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 19,090 | I | See Footnote | |
| Common Shares | holding | — | — | — | 1,079,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F3 | $66.28 | Apr 24, 2026 | A | 19,561 | A | — | Apr 24, 2036 | Common Shares | 19,561 | 19,561 | D |
Explanation of responses
- F1The shares are held by the Reporting Person's spouse.
- F2Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan.
- F3One-fourth of the shares subject to the option shall vest on April 24, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.