SEC Form 3 · accession 0001493152-17-009029
Frankly Inc · FKLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raycom Media, Inc.
10% Owner
Period of report
Aug 11, 2017
Accepted (ET)
Aug 11, 2017 · 9:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 547,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase Common SharesF2,F1 | $8.50 | holding | — | — | — | Aug 31, 2016 | Aug 31, 2021 | Common Shares | 871,160 | — | D |
Explanation of responses
- F1Pat LaPlatney, Raycom's Chief Executive Officer and President, holds the voting power and dispositive power with respect to such securities.
- F2Includes 871,160 warrants to purchase one common share per warrant at a price per common share equal to CDN$8.50 ($6.63 based on the exchange rate at August 18, 2016).