SEC Form 3 · accession 0001493152-17-009021
Frankly Inc · FKLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Rogers
Director
Period of report
Aug 11, 2017
Accepted (ET)
Aug 11, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 4,704 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock units convertible into common sharesF1 | $0.00 | holding | — | — | — | — | — | Restricted Stock Unit | 5,883 | — | D |
Explanation of responses
- F1Out of the 5,883 RSUs, 2,940 units will be vested by September 30, 2017, and the remainder will be vested in three equal amounts quarterly in 2017