SEC Form 4 · accession 0001562180-19-001802
Keane Group, Inc. · FRAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carl Stewart
Officer — Executive Chairman · Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 113,364 | $0.00 | A | 260,027 | D | |
| Common StockF3 | Mar 5, 2019 | S | 52,520 | $10.5653 | D | 207,507 | D | |
| Common StockF4 | Mar 6, 2019 | S | 55,784 | $10.0457 | D | 151,723 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a payment of shares of Company common stock with a fair market value on March 5, 2019, of $1,975,706, net of applicable withholding, pursuant to a Deferred Stock Award granted to the reporting person on March 16, 2017.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $10.41 to $11.11. The Reporting Person undertakes to provide to the SEC, the Issuer or any shareholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $9.91 to $10.49. The Reporting Person undertakes to provide to the SEC, the Issuer or any shareholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.