SEC Form 4 · accession 0001562180-19-001720
Keane Group, Inc. · FRAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Powell
Officer — President and CFO
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 46,173 | — | A | 133,565 | D | |
| Common Stock | Mar 1, 2019 | F | 12,293 | $11.17 | D | 121,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2019 | M | 38,700 | D | — | — | Common Stock | 38,700 | 351,951 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2019 | M | 7,473 | D | — | — | Common Stock | 7,473 | 344,478 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 1, 2018, the reporting person was granted 116,100 shares that vest in three equal annual installments on each of March 1, 2019, 2020 and 2021.
- F3On August 6, 2018, the reporting person was granted 22,420 shares that vested in three equal annual installments on each of March 1, 2019, 2020 and 2021.