SEC Form 4 · accession 0001562180-19-000451
Keane Group, Inc. · FRAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burns Lamphung Ngo
Officer — Chief Accounting Officer
Period of report
Jan 20, 2019
Accepted (ET)
Jan 23, 2019 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2019 | M | 7,754 | — | A | 13,293 | D | |
| Common Stock | Jan 20, 2019 | F | 2,300 | $9.59 | D | 10,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 20, 2019 | M | 7,754 | D | — | — | Common Stock | 7,754 | 16,855 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On April 3, 2017, the reporting person was granted 23,263 shares which vest in equal annual installments on each of January 20, 2018, 2019 and 2020.