SEC Form 4 · accession 0000905718-17-000434
Keane Group, Inc. · FRAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian J Henkes
Officer — VP, Human Resources
Period of report
Apr 3, 2017
Accepted (ET)
Apr 4, 2017 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688476
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $19.00 | Apr 3, 2017 | A | 31,579 | A | — | Apr 3, 2023 | Common Stock | 31,579 | 31,579 | D |
| Restricted Stock UnitsF2,F3 | — | Apr 3, 2017 | A | 31,579 | A | — | — | Common Stock | 31,579 | 31,579 | D |
Explanation of responses
- F1The options become exercisable in three equal annual installments on each of January 20, 2018, 2019 and 2020.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of Keane Group, Inc.
- F3The restricted stock units vest in three equal annual installments on each of January 20, 2018, 2019 and 2020. Vested shares will be delivered to the reporting person as soon as reasonably practicable following each vesting date, but in no event later than March 15 following the end of the calendar year in which the shares vested.