SEC Form 4 · accession 0001688035-17-000008
CANADIAN PACIFIC RAILWAY LTD/CN · CP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Allen Johnson
Officer — Executive VP Operations
Period of report
Jan 30, 2017
Accepted (ET)
Apr 26, 2017 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights (Deferred Share Units)F1 | — | Apr 24, 2017 | A | 14 | A | — | — | Common Stock | 14 | 5,527 | D |
| Rights (Restricted Share Units)F4 | $0.00 | Jan 30, 2017 | A | 6 | A | May 8, 2017 | Jun 10, 2017 | Common Stock | 6 | 2,452 | D |
| Rights (Restricted Share Units)F5 | $0.00 | Apr 24, 2017 | A | 5 | A | May 8, 2017 | Jun 10, 2017 | Common Stock | 5 | 2,457 | D |
Explanation of responses
- F1Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment.
- F2These DSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on April 24, 2017.
- F3Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited.
- F4These RSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on January 30, 2017.
- F5These RSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on April 24, 2017.