SEC Form 4 · accession 0001662190-16-000010
CANADIAN PACIFIC RAILWAY LTD/CN · CP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Kenneth Wallace
Officer — VP Corp Affrs & Chief of Staff
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights (Deferred Share Units)F1 | — | Oct 24, 2016 | A | 7 | A | — | — | Common Stock | 7 | 2,710 | D |
| Rights (Restricted Share Units)F4 | $0.00 | Oct 24, 2016 | A | 6 | A | May 8, 2017 | Jun 10, 2017 | Common Stock | 6 | 2,242 | D |
Explanation of responses
- F1Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment.
- F2These DSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on October 24, 2016.
- F3Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited.
- F4These RSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on October 24, 2016.