SEC Form 4 · accession 0001662187-16-000004
CANADIAN PACIFIC RAILWAY LTD/CN · CP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Jerom Ellis
Officer — Chief Legal Officer & Corp Sec
Period of report
Apr 25, 2016
Accepted (ET)
Aug 3, 2016 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 2, 2016 | J | 22 | $147.46 | A | 121 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights (Deferred Share Units)F3 | — | Apr 25, 2016 | J | 1 | A | — | — | Common Stock | 1 | 363 | D |
| Rights (Deferred Share Units)F3 | — | Jul 25, 2016 | J | 1 | A | — | — | Common Stock | 1 | 364 | D |
Explanation of responses
- F1Acquired pursuant to Canadian Pacific Railway Limited Employee Share Purchase Plan.
- F2Shares held by individual in the Canadian Pacific Railway Limited Employee Share Purchase Plan.
- F3Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment.
- F4This DSU represents dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on April 25, 2016.
- F5This DSU represents dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on July 25, 2016.