SEC Form 4 · accession 0001209191-18-020192
Invitation Homes Inc. · INVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Sternlicht
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2018 | C | 405,307 | — | A | 608,759 | I | By controlled entities |
| Common StockF3,F2 | Mar 16, 2018 | J | 405,307 | — | D | 203,452 | I | By controlled entities |
| Common Stock | holding | — | — | — | 1,110,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INVH LP UnitsF1,F2 | — | Mar 14, 2018 | C | 405,307 | D | — | — | Common Stock | 405,307 | 9,036,308 | I |
Explanation of responses
- F1Common limited partnership units of INVH LP (the "INVH LP Units") are redeemable for shares of the Issuer's Common Stock on a one-for-one basis for cash at the discretion of the Issuer. The INVH LP Units do not have expiration dates.
- F2Represents shares held by entities controlled by the Reporting Person.
- F3On March 16, 2018, an entity controlled by the Reporting Person distributed shares of the Issuer's Common Stock to certain employees of such entity.
Remarks
The reporting Person disclaims beneficial ownership over the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.