SEC Form 4 · accession 0000899243-17-027092
Invitation Homes Inc. · INVH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick C Tuomi
Officer — Chief Executive Officer · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 16, 2017 | A | 375,829 | — | A | 375,829 | D | |
| Common Stock | Nov 16, 2017 | A | 150,927 | $0.00 | A | 526,756 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to the Agreement and Plan of Merger, dated August 9, 2017 (the "Merger Agreement"), pursuant to which Starwood Waypoint Homes ("SFR") merged with and into IH Merger Sub, LLC, with IH Merger Sub LLC surviving as a wholly owned subsidiary of the Issuer (the "REIT Merger") and Starwood Waypoint Homes Partnership, L.P. ("SFR LP") merged with and into Invitation Homes Operating Partnership LP (INVH LP"), with INVH LP surviving as a subsidiary of the Issuer (together with the REIT Merger, the "Mergers").
- F2Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share of SFR held immediately prior to the effective time of the Mergers converted into 1.6140 newly issued, fully paid and non-assessable shares of common stock, par value $0.01 per share, of the Issuer (the "Common Stock"). SFR restricted stock units converted into Issuer restricted stock units at the conversion ratio described herein.
- F3Includes 241,224 restricted stock units.
- F4Reflects a grant of restricted stock units that vests on November 16, 2020.