SEC Form 4 · accession 0000950103-17-008926
REV Group, Inc. · REVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Phillips
Officer — Chief Operating Officer
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2017 | M | 10,000 | $8.11 | A | 10,000 | D | |
| Common StockF1 | Sep 13, 2017 | S | 10,000 | $26.7302 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.11 | Sep 13, 2017 | M | 10,000 | D | — | Feb 11, 2026 | Common Stock | 10,000 | 150,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $26.68 to $26.77. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.