SEC Form 4 · accession 0001104659-17-007525
Ramaco Resources, Inc. · METC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Feb 8, 2017
Accepted (ET)
Feb 8, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 8, 2017 | S | 57,721 | $13.50 | D | 222,634 | I | BY MEZZ FUND |
| COMMON STOCKF1,F2 | Feb 8, 2017 | S | 1,146,767 | $13.50 | D | 4,423,181 | I | BY FUND A |
| COMMON STOCKF1,F2 | Feb 8, 2017 | S | 255,572 | $13.50 | D | 985,534 | I | BY FUND B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Energy Capital Partners Mezzanine, LLC (the "General Partner") and Energy Capital Partners Mezzanine Opportunities Fund A, LP ("Fund A") to report the sale of common stock to the underwriters in connection with the Issuer's initial public offering.
- F2The General Partner is the indirect general partner of Energy Capital Partners Mezzanine Opportunities Fund, LP ("Mezz Fund"), Fund A and ECP Mezzanine B (Ramaco IP), LP ("Fund B") (Mezz Fund, Fund A and Fund B are collectively referred to as the "ECP Funds") and, as such, is deemed to beneficially own the securities held by the ECP Funds. The General Partner is controlled by Douglas Kimmelman, Thomas Lane, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio (the "ECP Member"). None of the ECP Members are deemed to beneficially own any common stock held by the ECP Funds.