SEC Form 3 · accession 0000899243-17-015025
Ramaco Resources, Inc. · METC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ECP ControlCo, LLC
10% Owner
Period of report
Apr 27, 2017
Accepted (ET)
Jun 1, 2017 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 222,634 | I | By Mezz Fund | |
| Common StockF1,F2 | holding | — | — | — | 4,423,181 | I | By Fund A | |
| Common StockF1,F2 | holding | — | — | — | 255,572 | I | By Fund B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ECP ControlCo, LLC ("ECP ControlCo") is the sole managing member of Energy Capital Partners Mezzanine LLC (the "General Partner") which is the general partner of Energy Capital Partners Mezzanine Opportunities Fund, LP ("Mezz Fund"), Energy Capital Partners Mezzanine Opportunities Fund A, LP ("Fund A") and ECP Mezzanine B (Ramaco IP), LP ("Fund B") (Mezz Fund, Fund A and Fund B are collectively referred to as the "ECP Funds").
- F2Douglas Kimmelman, Thomas Lane, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio are the managing members of ECP ControlCo and share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. As such, each of the General Partner, ECP ControlCo and Messrs. Kimmelman, Lane, Singer, Labbat, Reeder and D'Argenio may be deemed to have or share beneficial ownership of the Common Stock held directly by the ECP Funds. Each such entity or individual disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.