SEC Form 4 · accession 0000899243-17-003630
Ramaco Resources, Inc. · METC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan H Lawrence
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001687187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2,F3 | Feb 8, 2017 | J | 14,998,765 | — | A | 14,998,765 | I | See Footnote |
| Common Stock, $0.01 par valueF1,F2,F4 | Feb 8, 2017 | J | 3,749,691 | — | A | 3,749,691 | I | See Footnote |
| Common Stock, $0.01 par valueF1,F2,F5 | Feb 8, 2017 | J | 5,673,077 | — | A | 5,673,077 | I | See Footnote |
| Common Stock, $0.01 par valueF2,F3 | Feb 8, 2017 | S | 227,240 | $13.50 | D | 14,771,525 | I | See Footnote |
| Common Stock, $0.01 par valueF2,F4 | Feb 8, 2017 | S | 56,810 | $13.50 | D | 3,692,881 | I | See Footnote |
| Common Stock, $0.01 par valueF2,F5 | Feb 8, 2017 | S | 85,950 | $13.50 | D | 5,587,127 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Immediately prior to the closing of the initial public offering of Ramaco Resources, Inc. (the "Issuer") and pursuant to the Master Reorganization Agreement dated as of February 1, 2017 by and among Ramaco Development, LLC ("Ramaco Development"), the Issuer, Ramaco Merger Sub LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), and the other parties thereto, (i) the preferred units in Ramaco Development were converted into common units ("Units"), and (ii) Ramaco Development merged into Merger Sub, and certain existing owners received, as consideration in the merger, shares of the Issuer's common stock, with such shares of common stock allocated among the existing owners pro rata based on their relative ownership of Units.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F3These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX.
- F4These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.
- F5These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI.