SEC Form 4 · accession 0001127602-19-007103
Jagged Peak Energy Inc. · JAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Humber
Officer — EVP, GC & Secretary
Period of report
Feb 19, 2019
Accepted (ET)
Feb 20, 2019 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 19, 2019 | S | 2,652 | $10.82 | D | 110,330 | D | |
| Common StockF4 | Feb 19, 2019 | S | 3,953 | $10.82 | D | 106,377 | D | |
| Common Stock | Feb 19, 2019 | A | 53,233 | $10.67 | A | 159,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated April 14, 2017. Acquisition of such RSU was previously reported in Table I of the reporting person's Form 4 filed on April 18, 2017.
- F2The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $10.78 to $10.86, inclusive. The reporting person undertakes to provide Jagged Peak Energy Inc., any security holder of Jagged Peak Energy Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.
- F3Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award notice and agreement dated March 2, 2018. Acquisition of such RSU was previously reported in Table I of the reporting person's Form 4 filed on March 2, 2018.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.78 to $10.86, inclusive. The reporting person undertakes to provide Jagged Peak Energy Inc., any security holder of Jagged Peak Energy Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4.
- F5Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Jagged Peak Energy Inc. common stock. The restricted stock units will vest, subject to continued employment through such date, in three pro rata installments on February 15, 2020, February 15, 2021 and February 15, 2022.