SEC Form 4 · accession 0001127602-18-003891
Jagged Peak Energy Inc. · JAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph N Jaggers
Officer — Chairman, CEO & President · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2018 | A | 215,432 | $0.00 | A | 215,432 | I | By Jaggers Investments, LLLP |
| Common Stock | Feb 1, 2018 | J | 215,432 | $0.00 | D | 0 | I | By Jaggers Investments, LLLP |
| Common Stock | Feb 1, 2018 | J | 4,308 | $0.00 | A | 4,569,855 | D | |
| Common StockF5 | Feb 1, 2018 | A | 646,294 | $0.00 | A | 5,216,149 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Jagged Peak Energy Inc. ("Company") common stock ("Common Stock") received by Jaggers Investments, LLLP in connection with the vesting of Series A Units of JPE Management Holdings LLC. Mr. Jaggers has sole voting and dispositive power over these shares. Jaggers Investments, LLLP is an entity, of which Mr. Jaggers is general partner, owned by Mr. Jaggers and certain members of his family.
- F2Jaggers Investments, LLLP is an entity, of which Mr. Jaggers is general partner, owned by Mr. Jaggers and certain members of his family.
- F3Represents the pro rata distribution by Jaggers Investments, LLLP of all of its shares of Common Stock in the Company in accordance with its limited partnership agreement to its partners.
- F4Represents the acquisition by Mr. Jaggers of shares of Common Stock in connection with the distribution from Jaggers Investments, LLLP described in footnote 3.
- F5Represents shares of Common Stock received in connection with the vesting of Series A units of JPE Management Holdings LLC.