SEC Form 4 · accession 0001209191-19-016472
Brighthouse Financial, Inc. · BHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric T Steigerwalt
Officer — President and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | M | 9,351 | — | A | 102,846 | D | |
| Common Stock | Mar 1, 2019 | F | 4,107 | $38.97 | D | 98,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2019 | M | 9,351 | D | — | — | Common Stock | 9,351 | 18,702 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 1, 2019 | A | 34,642 | A | — | — | Common Stock | 34,642 | 34,642 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
- F2Includes 130 shares held in the Brighthouse Financial Frozen Stock Fund within the MetLife 401k Plan (formerly, the MetLife, Inc. Savings and Investment Plan). The number of shares of BHF common stock within the MetLife 401k Plan attributable to each individual is determined based on units that are equivalent to shares and cash, and may fluctuate from time to time.
- F3The RSUs vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021.
- F4The RSUs vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022.