SEC Form 4 · accession 0001209191-19-016469
Brighthouse Financial, Inc. · BHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rosenthal
Officer — EVP & Chief Investment Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 2,286 | — | A | 24,983 | D | |
| Common Stock | Mar 1, 2019 | F | 1,067 | $38.97 | D | 23,916 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2019 | M | 2,286 | D | — | — | Common Stock | 2,286 | 4,571 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2019 | A | 11,290 | A | — | — | Common Stock | 11,290 | 11,290 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
- F2The RSUs vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021.
- F3The RSUs vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022.