SEC Form 4 · accession 0001209191-18-053415
Brighthouse Financial, Inc. · BHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn A. Dumais
Officer — Chief Accounting Officer
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2018 | M | 5,133 | — | A | 6,264 | D | |
| Common StockF3 | Sep 30, 2018 | F | 2,272 | $44.24 | D | 3,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Sep 30, 2018 | M | 5,133 | D | — | — | Common Stock | 5,133 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
- F2Amount includes 1,131 shares of BHF common stock received by the reporting person in connection with the distribution by MetLife, Inc. of BHF's common stock.
- F3Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the RSU payout.
- F4The RSUs vested on September 30, 2018.