SEC Form 4 · accession 0001209191-18-033277
Brighthouse Financial, Inc. · BHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane E Offereins
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 8:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685040
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 23, 2018 | A | 2,200 | A | — | — | Common Stock | 2,200 | 2,200 | D |
| Restricted Stock UnitF4,F1,F5 | — | May 23, 2018 | A | 2,494 | A | — | — | Common Stock | 2,494 | 2,494 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
- F2The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan (the "Director Plan"). The Director Plan was approved by stockholders of BHF on May 23, 2018.
- F3The RSUs will vest on September 30, 2018.
- F4Represents a grant of RSUs pursuant to the Director Plan, awarded for service as a Board member.
- F5The RSUs will vest on the earlier of the first anniversary of the grant date and the date of the 2019 annual meeting of stockholders of BHF.