SEC Form 4 · accession 0001209191-18-033271

Brighthouse Financial, Inc. · BHF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

May 23, 2018

Accepted (ET)

May 25, 2018 · 8:15 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001685040

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1,F3	—	May 23, 2018	A	165,016	A	—	—	Common Stock	165,016	165,016	D
Restricted Stock Units^F4,F1,F5	—	May 23, 2018	A	28,053	A	—	—	Common Stock	28,053	28,053	D
Employee Stock Option (Right to Buy)^F4,F6	$53.47	May 23, 2018	A	92,137	A	—	Feb 29, 2028	Common Stock	92,137	92,137	D

F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
F2The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Stock and Incentive Compensation Plan (the "Employee Plan"). The Employee Plan was approved by stockholders of BHF on May 23, 2018.
F3The RSUs will vest on September 30, 2018.
F4RSU and Stock Option awards were authorized on February 16, 2018, to be effective on March 1, 2018. These awards were subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018.
F5The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.
F6The Stock Options become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.