SEC Form 4 · accession 0001209191-17-056942
Brighthouse Financial, Inc. · BHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn A. Dumais
Officer — Chief Accounting Officer
Period of report
Oct 2, 2017
Accepted (ET)
Oct 13, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001685040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | S | 38 | $60.99 | D | 1,131 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to the time at which Brighthouse Financial, Inc. became a reporting company, the reporting person participated in a tax qualified 401(k) plan sponsored by a wholly-owned subsidiary of MetLife, Inc. A portion of the reporting person's investment in such 401(k) plan was in a MetLife, Inc. company stock fund. In connection with the distribution by MetLife, Inc. of a majority of Brighthouse Financial, Inc.'s common stock to MetLife, Inc. shareholders, the Brighthouse Financial Frozen Stock Fund was created and such Brighthouse stock fund received Brighthouse Financial, Inc. common stock in connection with the distribution by MetLife, Inc. Subsequently, the reporting person elected a complete rollover of her account balance under the MetLife 401(k) plan, and the reporting person's interest in the Brighthouse Financial Frozen Stock Fund was liquidated.