SEC Form 4 · accession 0000905718-18-000334
Zomedica Corp. · ZOMDF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Rowe
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001684144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par value | Mar 23, 2018 | M | 100,000 | $0.20 | A | 100,000 | D | |
| Common Shares, without par valueF1 | holding | — | — | — | 664,480 | I | By Jeffrey M. Rowe Living Trust | |
| Common Shares, without par valueF2 | holding | — | — | — | 11,120,000 | I | By Rowe Family GST Trust | |
| Common Shares, without par value | holding | — | — | — | 181,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $0.20 | Mar 23, 2018 | M | 100,000 | D | Mar 28, 2016 | Apr 21, 2018 | Common Shares, without par value | 100,000 | 0 | D |
Explanation of responses
- F1The reporting person serves as Trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- F2Reporting person's sister serves as trustee with reporting person's oversight. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- F3The options vested upon grant. The option is currently fully vested.