SEC Form 4 · accession 0001140361-17-024603
Goldman Sachs Middle Market Lending Corp.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Yu
Officer — See Remarks
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001683074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | P$0 | 0 | — | A | 193 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the date hereof, Mr. Yu owns 192.746 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Yu is obligated to make a capital contribution of $3,750 on June 15, 2017 out of his $25,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Yu, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Yu in respect of this $3,750 capital contribution is unknown. Mr. Yu will amend this Form 4 once the number of shares of common stock has been determined.
Remarks
Executive Vice President and Head of Research