SEC Form 4 · accession 0001638599-18-000812
HYPERION DEFI, INC. · HYPD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke Clauson
Officer — VP, Research and Development
Period of report
Jul 24, 2018
Accepted (ET)
Jul 26, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682639
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.20 | Jul 24, 2018 | A | 19,874 | A | — | Jul 24, 2028 | Common Stock | 19,874 | 19,874 | D |
| Stock Option (right to buy)F2 | $1.95 | holding | — | — | — | — | Jul 7, 2027 | Common Stock | 100,264 | 100,264 | D |
Explanation of responses
- F1One-third of the option becomes exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24-one month anniversaries thereafter.
- F2The option was exercisable as to 2,785 shares on August 7, 2017, and becomes exercisable in equal 2,785 share amounts on each of the 35 one-month anniversaries thereafter.