SEC Form 4 · accession 0001638599-18-000810
HYPERION DEFI, INC. · HYPD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Gandolfo
Officer — Chief Financial Officer
Period of report
Jul 24, 2018
Accepted (ET)
Jul 26, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.20 | Jul 24, 2018 | A | 24,842 | A | — | Jul 24, 2028 | Common Stock | 24,842 | 24,842 | D |
| Stock Option (right to buy)F2 | $8.72 | holding | — | — | — | — | Apr 16, 2028 | Common Stock | 71,200 | 71,200 | D |
Explanation of responses
- F1One-third of the option becomes exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24-one month anniversaries thereafter.
- F2The option became exercisable as to 1,977 shares on May 16, 2018, and becomes exercisable in equal 1,977 share amounts on each of the 35 one-month anniversaries thereafter.