SEC Form 4 · accession 0001638599-18-000808

HYPERION DEFI, INC. · HYPD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Jul 24, 2018

Accepted (ET)

Jul 26, 2018 · 5:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001682639

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.0001	holding	—	—	—	18,749	D
Common Stock, par value $.0001^F1	holding	—	—	—	6,000	I	By The Meliora Trust
Common Stock, par value $.0001^F1	holding	—	—	—	466,667	I	By Private Medical Equity, Inc.
Common Stock, par value $.0001^F1	holding	—	—	—	453,333	I	By PME Investor Services Eyenovia, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$6.20	Jul 24, 2018	A	124,210	A	—	Jul 24, 2028	Common Stock	124,210	124,210	D
Stock Option (right to buy)	$1.24	holding	—	—	—	Mar 2, 2015	Mar 2, 2025	Common Stock	40,000	40,000	D
Stock Option (right to buy)^F3	$1.95	holding	—	—	—	—	Jul 7, 2027	Common Stock	401,056	401,056	D
Stock Option (right to buy)^F1	$1.24	holding	—	—	—	Mar 23, 2015	Mar 23, 2025	Common Stock	280,000	280,000	I

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2One-third of the option becomes exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24-one month anniversaries thereafter.
F3The option became exercisable as to 11,140 shares on August 7, 2017, and becomes exercisable in equal 11,140 share amounts on each of the 35 one-month anniversaries thereafter.