SEC Form 4 · accession 0001638599-18-000709
HYPERION DEFI, INC. · HYPD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Gandolfo
Officer — Chief Financial Officer
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 | Jun 28, 2018 | P | 2,000 | $5.86 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.72 | holding | — | — | — | — | Apr 16, 2028 | Common Stock | 71,200 | 71,200 | D |
Explanation of responses
- F1The option became exercisable as to 1,977 shares on May 16, 2018, and becomes exercisable in equal 1,977 share amounts on each of the 35 one-month anniversaries thereafter.