SEC Form 4 · accession 0001144204-16-130003
GTY Technology Holdings Inc. · GTYH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Wert
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 27, 2016 · 9:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682325
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Ordinary SharesF1 | — | Oct 26, 2016 | J | 5,000 | A | — | — | Class A Ordinary Shares | 5,000 | 30,000 | D |
Explanation of responses
- F1The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-213809) and have no expiration date.
- F2On October 26, 2016, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization to maintain the number of Class B Ordinary Shares at 20.0% of the Issuer's issued and outstanding ordinary shares upon the consummation of its initial public offering.