SEC Form 4 · accession 0001076809-18-000020
GTY Technology Holdings Inc. · GTYH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares, $0.0001 par value per shareF1 | Nov 6, 2018 | S | 420 | $10.18 | D | 4,304,723 | I | See Footnote |
| Class A Ordinary Shares, $0.0001 par value per shareF1 | Nov 7, 2018 | S | 4 | $10.18 | D | 4,304,719 | I | See Footnote |
| Class A Ordinary Shares, $0.0001 par value per shareF1 | Nov 7, 2018 | S | 500,000 | $10.15 | D | 3,804,719 | I | See Footnote |
| Class A Ordinary Shares, $0.0001 par value per shareF1 | Nov 8, 2018 | S | 4,900 | $10.20 | D | 3,799,819 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.