SEC Form 4 · accession 0001144204-18-048201
Datavault AI Inc. · DVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Moyer
Officer — See Remarks · Director
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2018 | D | 90,188 | $0.00 | D | 414,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted common stock forfeited by the reporting person in connection with the release of such stock on September 1, 2018.
- F2Includes (i) 179,836 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 8,442 shares of restricted stock that were not originally reported in the reporting person's initial Form 3 filing due to an inadvertent administrative error.
Remarks
Chief Executive Officer, President and Chairman of the Board