SEC Form 3 · accession 0001144204-18-040581
Datavault AI Inc. · DVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helge Kristensen
Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 6:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,000 | D | ||
| Common StockF2 | holding | — | — | — | 133,248 | I | By Inizio Capital | |
| Common StockF3 | holding | — | — | — | 11,295 | I | By Hansong Technology |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F2 | $4.50 | holding | — | — | — | Feb 4, 2016 | Feb 4, 2019 | Common Stock | 22,223 | — | I |
| Warrant (Right to Buy)F3 | $5.40 | holding | — | — | — | Feb 28, 2018 | Feb 28, 2023 | Common Stock | 2,283 | — | I |
Explanation of responses
- F1Includes 8,350 shares of restricted common stock which will be released on September 1, 2018 and 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.
- F2The reporting person serves as a director of Inizio Capital.
- F3The reporting person serves as a vice president of Hansong Technology.