SEC Form 3 · accession 0000901719-19-000001
Datavault AI Inc. · DVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl E Berg
10% Owner
Period of report
Jul 27, 2018
Accepted (ET)
Jan 30, 2019 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001682149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,607,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WARRANT (RIGHT TO BUY) | $5.40 | holding | — | — | — | Jan 25, 2017 | Jan 25, 2022 | COMMON STOCK | 39,216 | — | D |
| WARRANT (RIGHT TO BUY) | $5.40 | holding | — | — | — | Feb 12, 2016 | Feb 12, 2021 | COMMON STOCK | 33,334 | — | D |
| WARRANT (RIGHT TO BUY) | $5.40 | holding | — | — | — | Feb 28, 2018 | Feb 28, 2023 | COMMON STOCK | 65,181 | — | D |