SEC Form 4 · accession 0001127602-17-020070
Bioverativ Inc. · BIVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander J Denner
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001681689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | May 30, 2017 | P | 90,000 | $55.9275 | A | 1,165,000 | I | See footnotes |
| Common Stock | holding | — | — | — | 5,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 30, 2017, each of Sarissa Capital Domestic Fund LP, a Delaware limited partnership ("Sarissa Domestic") and Sarissa Capital Offshore Master Fund LP, a Cayman Islands exempt limited partnership ("Sarissa Offshore" and together with Sarissa Domestic, the "Sarissa Funds"), purchased an aggregate of 78,300 and 11,700 shares, respectively, of common stock of Bioverativ Inc.
- F2This represents the weighted average price for shares purchased at a range between $55.8993 (low) and $55.95 (high). Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer or a security holder of the issuer.
- F3Includes (i) 973,771 shares beneficially owned by Sarissa Domestic and (ii) 191,229 shares beneficially owned by Sarissa Offshore.
- F4Alexander Denner, Ph.D. is the Chief Investment Officer of Sarissa Capital Management LP, a Delaware limited partnership ("Sarissa Capital"), the investment advisor to the Sarissa Funds. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 of the Securities Exchange Act of 1934, as amended) the shares that the Sarissa Funds directly beneficially own. Dr. Denner disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.