SEC Form 4 · accession 0001615774-17-004730
HF Foods Group Inc. · HFFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wai Fun Cheng
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 24, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2017 | P | 19,125 | $10.00 | A | 274,875 | D | |
| Common StockF1 | Aug 22, 2017 | J | 219 | $0.00 | D | 274,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights to Acquire Common StockF4,F2,F3 | $0.00 | Aug 21, 2017 | P | 19,125 | A | — | — | Common Stock | 1,912 | 269,125 | D |
Explanation of responses
- F1The underwriting for the registrant's initial public offering canceled the outstanding portion of the over-allotment option, resulting in the forfeiture of the number of shares of common stock indicated.
- F2The rights convert into shares of the registrant's common stock upon the closing of a business combination.
- F3The rights will terminate on the earlier of (i) the date of their conversion into shares of the registrant's common stock upon the closing of a business combination, and (ii) the dissolution of the registrant.
- F4Received as part of a unit with the shares of common stock purchased by the reporting person.