SEC Form 4 · accession 0001596771-17-000092
Sterling Bancorp, Inc. · SBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 4, 2017 | S | 791,755 | $12.00 | D | 12,507,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to an exercise of the underwriters' overallotment option in connection with the Issuer's initial public offering.
- F2These shares are owned directly by the K.I.S.S. Dynasty Trust No. 9 and indirectly by Erwin A. Rubenstein as trustee of the trust.