SEC Form 4 · accession 0001596771-17-000083
Sterling Bancorp, Inc. · SBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Erwin A. Rubenstein
10% Owner
Period of report
Nov 21, 2017
Accepted (ET)
Nov 21, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | S | 1,180,845 | $12.00 | D | 6,107,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by the Scott J. Seligman 1993 Long Term Irrevocable Dynasty Trust and indirectly by Erwin A. Rubenstein as trustee of the trust.