SEC Form 4 · accession 0001638599-17-000674

SenesTech, Inc. · SNES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres. & Chief Research Officer · Director

Period of report

Jun 30, 2017

Accepted (ET)

Jul 5, 2017 · 3:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001680378

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 30, 2017	M	73,333	—	A	461,295	D
Common Stock^F1	Jun 30, 2017	F	23,083	$5.94	D	438,212	D
Common Stock	holding	—	—		—	100,000	I	2016 Dyer Mayer Family Delaware Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2	—	Jun 30, 2017	M	73,333	D	Jun 30, 2017	Jun 30, 2020	Common Stock	73,333	146,667	D

F1These shares of Common Stock were acquired upon settlement of restricted stock units ("RSUs") granted to the reporting person on June 30, 2016. The RSUs vest over a three-year period, with one-third of the units vesting on June 30, 2017 and the remaining units vesting in equal quarterly tranches over the following twenty-four months of continuous service. On June 30, 2017, the RSUs partially settled for 50,250 shares of Common Stock, the amount of which was calculated by (a) 73,333 shares of Common Stock, the total number of shares of common stock subject to the RSUs that have vested as of June 30, 2017, less (b) 23,083 shares of Common Stock, which is the number of shares of Common Stock necessary for tax payments to be made on the reporting person's behalf per the terms of the agreement governing the RSUs.
F2This transaction represents the settlement of RSUs as described in Footnote 1. One-third of the RSUs vested on June 30, 2017 and was settled for 50,250 shares of Common Stock.