SEC Form 4 · accession 0001638599-17-000490
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia Ann Williams
Director
Period of report
May 19, 2017
Accepted (ET)
May 24, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 19, 2017 | A | 3,577 | A | — | — | Common Stock | 3,577 | 3,577 | D |
| Stock Option (right to buy)F3 | $6.99 | May 19, 2017 | A | 20,000 | A | — | May 18, 2022 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The restricted stock units may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant May 19, 2017, which was $6.99, for a total of 3,577 shares of Common Stock.
- F2The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).
- F3The stock option will be fully vested on the earlier of the date immediately preceding the date of the Company's 2018 annual stockholder meeting, or the one year anniversary of the date of grant (subject to optionee's continued service to the Company through such vesting date).