SEC Form 4 · accession 0001225208-18-010850
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Dumont
Director
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 19, 2018 | A | 8,791 | A | — | — | Common Stock | 8,791 | 8,791 | D |
| Stock Option (right to buy)F3 | $1.82 | Jun 19, 2018 | A | 19,373 | A | — | Jun 19, 2023 | Common Stock | 19,373 | 19,373 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).
- F3The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the date of the Company's 2019 annual stockholder meeting will vest as of such date (subject to recipient's continued service to the Company through such vesting date).