SEC Form 4 · accession 0001225208-18-010678
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew K Szot
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2018 | M | 3,577 | $0.00 | A | 63,051 | I | Szot Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Jun 12, 2018 | M | 3,577 | D | — | — | Common Stock | 3,577 | 0 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2The reporting person's previously filed report on Form 4 filed on 12/20/2017 incorrectly reported 3,086 shares as having been acquired with a "Direct" form of ownership.
- F3The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).