SEC Form 4 · accession 0001225208-18-010675
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Dumont
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2018 | M | 3,577 | $0.00 | A | 6,663 | D | |
| Common Stock | holding | — | — | — | 52,761 | I | Marc Dumont & Patrick Dumont JTWROS | |
| Common Stock | holding | — | — | — | 67,098 | I | Marc Dumont & Vinciane Dumont JTWROS |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 12, 2018 | M | 3,577 | D | — | — | Common Stock | 3,577 | 0 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2The restricted stock units vest in full on the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).