SEC Form 4 · accession 0001225208-18-002099
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Altman
Officer — Chief Operating Officer
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2018 | M | 50,000 | $0.00 | A | 78,112 | D | |
| Common Stock | Jan 31, 2018 | F | 17,375 | $0.70 | D | 60,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Jan 31, 2018 | M | 50,000 | D | Sep 19, 2017 | Jun 19, 2020 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2Date at which first vesting occurs is indicated. Pursuant to the reporting person's employment agreement, all remaining unvested shares vested on January 31, 2018, the effective date of the reporting person's termination of employment with the issuer.
- F3Date at which final vesting occurs is indicated.