SEC Form 4 · accession 0001225208-17-019009
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Altman
Officer — Chief Operating Officer
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | M | 5,000 | $0.00 | A | 28,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Dec 19, 2017 | M | 5,000 | D | Sep 19, 2017 | Jun 19, 2020 | Common Stock | 5,000 | 50,000 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2Date at which first vesting occurs is indicated.
- F3Date at which final vesting occurs is indicated.